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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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DTR 3.1

As Published: 2005

DTR 3.1

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

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COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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