Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COBS 16.4 Statements of client designated investments or client money

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

MIPRU 3.2 Professional indemnity insurance requirements

COLL 6.10 Senior personnel responsibilities

COBS 15.4 Effects of cancellation

LR 9.3 Continuing obligations: holders

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

MIPRU 4.2 Capital resources requirements

COLL 9.4 Facilities in the United Kingdom

COBS 21.3 Rules for firms engaged in linked long-term insurance business

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

BIPRU 9.6 Implicit support

MIPRU 4.4 Calculation of capital resources

PERG 10.4 Pension scheme service providers other than trustees

COBS 16.2 Occasional reporting

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 19.1 Pension transfers and opt-outs