Search Result

821 - 840 of 940 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

…

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

…

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

…

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

…

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

…

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

…

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

…

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

…

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

…

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

…

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

…

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

…

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

…

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

…