Search Result

821 - 840 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR