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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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Similar To

REC 2.9 Transaction recording

SUP 18.4 Friendly Society transfers and amalgamations

PERG 13.3 Investment Services and Activities

SYSC 6.1 Compliance

LR App 1.1 Relevant definitions

ICOBS 8.4 Employers’ Liability Insurance

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 4.2B Exercise of passport rights by a UK RIE

REC 2.10 Financial crime and market abuse

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

DTR 5.4 Aggregation of managed holdings

RCB 2.3 Determination of registration

COLL 4.5 Reports and accounts

REC 3.6 Constitution and governance

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

BIPRU 7.10 Use of a Value at Risk Model

COLL 8.3 Investor relations

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 11.6 Winding up, merger and division of master UCITS

LR 5.4A Transfer between listing categories: Equity shares