Search Result

61 - 80 of 961 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation