Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

…

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

…

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

…

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 2.2 Introduction

SYSC 4.1 General requirements

SUP 13A.9 The precautionary measure rule for incoming EEA firms

SYSC 1.4 Application of SYSC 11 to SYSC 21

CRED 2.2 Structure

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 13A.3 Qualifications for authorisation under the Act

COBS 4.1 Application

PERG 8.7 Engage in investment activity

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

FEES 3.2 Obligation to pay fees

PERG 5.8 The regulated activities: advising on contracts of insurance

COND 2.5 Threshold condition 5: Suitability

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order