Search Result

61 - 80 of 1022 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission