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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2010

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

GENPRU 1.3 Valuation

BIPRU 4.10 The IRB approach: Credit risk mitigation

FIT 2.2 Competence and capability

FEES 2.3 Relieving Provisions

SUP 3.11 Review of auditor’s client assets report

DEPP 3.1 The Regulatory Decisions Committee

LR 19.1 Application

LR 13.7 Circulars about purchase of own equity shares

LR 8.2 When a sponsor must be appointed or its guidance obtained

DISP 3.5 Resolution of complaints by the Ombudsman

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 15.6 Territorial scope

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order