Search Result

641 - 660 of 1095 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment