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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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PERG 14.4 Activities relating to home purchase plans

LR 10.8 Miscellaneous

CASS 1A.2 CASS firm classification

REC 3.2 Form and method of notification

CASS 1A.3 Responsibility for CASS operational oversight

PERG 14.6 Carrying on a regulated activity in the United Kingdom

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 2.4 'Mystery shopping'

DEPP 6.6 Financial penalties for late and incomplete submission of reports

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

REC 3.6 Constitution and governance

LR 19.4 Continuing obligations

LR 13.2 Approval of circulars

CASS 1.4 Application: particular activities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading