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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities