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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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