Search Result

521 - 540 of 1072 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose