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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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