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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PR App 3.1

As Published: 2005

PR App 3.1

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose