Search Result

461 - 480 of 932 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations