Search Result

461 - 480 of 979 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms