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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments