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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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PR App 3.1

As Published: 2005

PR App 3.1

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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