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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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