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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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