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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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Similar To

LR 17.1 Application

PERG 8.9 Circumstances where the restriction in section 21 does not apply

FEES 6.1 Application

PERG 2.2 Introduction

DEPP 2.1 Statutory notices

SUP 7.1 Application and purpose

REC 3.24 Transfers of ownership

SUP 8.4 Reliance on waivers

BIPRU 7.10 Use of a Value at Risk Model

DEPP 6.1 Introduction

PERG 6.3 Background

SUP 9.4 Reliance on individual guidance

DEPP 4.2 Urgent statutory notice cases

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading