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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

DTR 5.4 Aggregation of managed holdings

DEPP 6.5 Determining the appropriate level of financial penalty

RCB 3.6 Fees and other matters

REC 2.9 Transaction recording

LR 13.8 Other circulars