Search Result

301 - 320 of 905 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC