Search Result

301 - 320 of 947 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous