Search Result

261 - 280 of 481 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PR App 1.1

As Published: 2005

PR App 1.1

COND 1.3 General

As Published: 2001

COND 1.3 General

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings