Search Result

241 - 260 of 877 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate