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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PR App 1.1

As Published: 2005

PR App 1.1

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes