Search Result

181 - 200 of 1045 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms