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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions