Search Result

161 - 180 of 782 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?