Search Result

141 - 160 of 931 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction