Search Result

721 - 740 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

LR 19.1 Application

As Published: 2005

LR 19.1 Application

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

DTR 3.1

As Published: 2005

DTR 3.1

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling