Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

…

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GEN 2.2 Interpreting the Handbook

REC 4.1 Application and purpose

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

REC 2.13 Promotion and maintenance of standards

REC 4.4 Complaints

PERG 2.6 Specified investments: a broad outline

DEPP 2.5 Provision for certain categories of decision

REC 4.8 The section 298 procedure

REC 4.6 The section 296 power to give directions

REC 3.1 Application and purpose

REC 4.2A Publication of information by UK RIEs

FEES 4.4 Information on which Fees are calculated

REC 3.13 Delegation of relevant functions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading