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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

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