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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

REC 3.23 Default

As Published: 2001

REC 3.23 Default

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy