Search Result

301 - 320 of 975 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities