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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions