Search Result

221 - 240 of 910 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition