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MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

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COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

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Similar To

COBS 4.2 Fair, clear and not misleading communications

COBS 13.3 Contents of a key features document

COBS 3.5 Professional clients

COBS 11.5 Record keeping: client orders and transactions

COBS 18.3 Corporate finance business

TC 2.1 Assessing and maintaining competence

COBS 18.6 Lloyd's

COBS 2.1 Acting honestly, fairly and professionally

COBS 13.2 Product information: production standards, form and contents

COBS 13.5 Preparing product information: other projections

COBS 18.2 Energy market activity and oil market activity

COBS 11.4 Client limit orders

COBS 10.7 Record keeping and retention periods for appropriateness records

MCOB 1.3 General application: where?

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 10.5 Assessing appropriateness: guidance

COBS 12.3 Non-independent research

COBS 3.1 Application

COBS 10.1 Application and purpose provisions