Search Result

661 - 680 of 1149 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule