Search Result

41 - 60 of 467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 12.1 Application

As Published: 2005

LR 12.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification