Search Result

541 - 560 of 1112 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus