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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

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PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

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PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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