Search Result

521 - 540 of 555 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose