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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)