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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme