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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports