Search Result

421 - 440 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

LR 3.1 Application

As Published: 2005

LR 3.1 Application

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers